Our client, a finance company in Geneva, is actively looking for a full-time permanent position a

Compliance & Risk Manager


Job Description:


  • KYC on existing clients: update of AML documents and structure charts
  • KYC for new clients: prepare discretionary/advisory agreements and AML documents- Onboarding process
  • Account opening process to follow with various custodians
  • Subscription to Private Investment funds – filling out of subscription forms as well as KYC on investors
  • Review KYC and due diligence documents for all clients once a year before the AML audit
  • World-Check and Passport-Check, AML Risk Assessments for all clients once a year
  • Onboarding process and due diligence documents of compagny to be provided to all custodians
  • Update of the internal legal documents, processes, handbook and AML forms in collaboration with the external Attorney Office, when required


  • Execute monthly controls of transactions (suitability and appropriateness) in line with LSFIN
  • Monitor client investment restrictions are respected
  • Follow-up anomalies
  • Transaction monitoring: AML and sanctions (PEP)
  • Regulatory controls on advisory mandates


  • Prepare Board meetings (management updates on current business, financials, compliance, workload)
  • Prepare compliance/risk reports for the Board
  • In charge of the Company Secretarial for Compagny entities (structure charts, requisition Commercial Registry, minutes, KYC on shareholders)
  • Follow-up and organize the AML training for all the staff in Geneva

Required Profile

  • At least 5-7 years’ experience in compliance and account opening (trust, company structures, W8/BEN)
  • Asset allocation, portfolio management and asset classes know how
  • Good knowledge of LSFIN/LEFIN
  • French and English, spoken and perfect written skills a must
  • Strong organisational skills
  • Able to work independently by taking initiatives and also being a fair team player
  • Good Command of usual MS Office applications



Date de création : 06.10.2021


Si ce poste vous intéresse et que vous correspondez parfaitement au profil recherché,
envoyez au plus vite votre CV à
Star(t) Emploi SA
qui le traitera dans les meilleurs délais en toute confidentialité.

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